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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-12 |
| PA | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Emmaus | PA | 01/1990 | Present |
| Assoc. Director Non-Profit Organization | Allentown | PA | 09/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Emmaus | PA | 01/2009 | Present |
| Pulmonary Power Harvesting Company, Llc | Harrisville | NH | 10/2010 | Present |
(1)Name of Business: Pulmonary Power Harvesting LLC Address: P.O. Box 62, #3 School Street, Harrisville, NH, 03450, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: No Start Date: 01/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-19 |
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