James Russell Baker

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → Present
  Raymond James Financial Services, Inc.
  Emmaus, PA
• 09/2005 → Present
  Assoc. Director Non-Profit Organization
  Allentown, PA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Emmaus, PA
• 10/2010 → Present
  Pulmonary Power Harvesting Company, Llc
  Harrisville, NH

Other Businesses

(1)Name of Business: Pulmonary Power Harvesting LLC Address: P.O. Box 62, #3 School Street, Harrisville, NH, 03450, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: No Start Date: 01/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-04
• S63 Uniform Securities Agent State Law Examination
  1985-07-19