Richard Joshua Whitelock

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 04/2019
  Nylife Securities Llc
  Berwyn, PA
• 11/2012 → 04/2019
  New York Life Insurance Co
  Berwyn, PA
• 04/2019 → 06/2023
  Massmutual Life Insurance Co
  Center Valley, PA
• 04/2019 → 06/2023
  Mml Investors Services, Llc
  Center Valley, PA
• 05/2023 → 09/2024
  M Holdings Securities, Inc.
  Portland, OR
• 09/2024 → Present
  Raymond James Financial Services, Inc.
  Emmaus, PA
• 09/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Emmaus, PA

Previous Registrations

• 2023-06-12 → 2024-09-09
  M Holdings Securities, Inc.
  Allentown, PA
  Portland, OR
• 2021-06-14 → 2023-06-16
  Mml Investors Services, Llc
  Center Valley, PA

Other Businesses

(1)Name of Business: Address: 3004 6th St, Whitehall, PA, 18052, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent Investment Related: Yes Start Date: 05/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Service existing Life Insurance and Annuity Contracts. (2)Name of Business: Evans Wealth Strategies Address: 1134 Pennsylvania Ave, Emmaus, PA, 18049-3514, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/03/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide financial advise to clients

Exams

• S66 Uniform Combined State Law Examination
  2021-05-25
• S63 Uniform Securities Agent State Law Examination
  2013-08-11