Joseph Michael Saadi

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2019-09-19

MO RA
APPROVED

Since 2019-09-19

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Trust Company	St. Louis	MO	01/2011	12/2017
Bmo Harris Private Bank	St. Louis	MO	01/2018	12/2018
Morgan Stanley Smith Barney Llc	St. Louis	MO	01/2019	Present

01/2011 → 12/2017

Tiaa-Cref Trust Company

St. Louis, MO
01/2018 → 12/2018

Bmo Harris Private Bank

St. Louis, MO
01/2019 → Present

Morgan Stanley Smith Barney Llc

St. Louis, MO

Previous Registrations

2009-04-21 → 2010-09-24

J.P. Morgan Securities Llc

Chicago, IL
2007-04-24 → 2007-05-10

J.P. Morgan Securities Inc.

Naperville, IL
2004-03-16 → 2006-08-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH

Cleveland, OH
2004-03-24 → 2006-08-07

Merrill Lynch Trust Company

Cleveland, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-19

S66 Uniform Combined State Law Examination

2019-09-19

Other Names

Joseph M Saadi

View on SEC IAPD

Other Firms

SINNET CAPITAL MANAGEMENT, LLC

PARKSIDE ADVISORS LLC

LPL ENTERPRISE, LLC

SIXTHIRTY VENTURES

STIFEL, NICOLAUS & COMPANY, INCORPORATED

FOCUS PARTNERS WEALTH, LLC

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Other Investors

TIMOTHY PAUL HASARA

MARGARET MARY FRIEDHOFF

Tyler Allen Bubolz

Taylor Ann Willhalm

DAVID STUART WEISS

PATRICK CRAWLEY

CHET STEVEN EISENMAYER

Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO

PARKSIDE ADVISORS LLC · CLAYTON, MO

LPL ENTERPRISE, LLC · CLAYTON, MO

LPL ENTERPRISE, LLC · ST. LOUIS, MO

SIXTHIRTY VENTURES · CLAYTON, MO

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO

FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO

FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

More in Clayton, MO

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