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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Walnut | CA | 01/2009 | 02/2022 |
| State Farm Insurance | Ontario | CA | 10/2024 | 11/2024 |
| State Farm Vp Management Corp. | Ontario | CA | 10/2024 | 11/2024 |
| Isaias Guzman Insurance Agency | Montclair | CA | 09/2022 | 09/2024 |
| Unemployed | Ontario | CA | 02/2022 | 09/2022 |
| State Farm Investment Management Corp | Ontario | CA | 10/2024 | 11/2024 |
| State Farm Insurance | Tempe | AZ | 11/2024 | 03/2025 |
| State Farm Investment Management Corp | Tempe | AZ | 11/2024 | 03/2025 |
| State Farm Vp Management Corp. | Tempe | AZ | 11/2024 | 03/2025 |
| Katie Lau's Insurance Agency | Mesa | AZ | 03/2025 | Present |
| State Farm Investment Management Corp | Mesa | AZ | 03/2025 | Present |
| State Farm Vp Management Corp | Mesa | AZ | 03/2025 | Present |
1) Katie Lau's Insurance Agency; Investment-related; 1245 W Guadalupe Rd Ste B4 Mesa, AZ 85202; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 3/1/2025; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-24 |
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