Richard Ralph Browne

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 11/2002 → 01/2024
  Cmg Financial Planning Ltd.
  Pearl River, NY
• 06/2005 → 01/2024
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2005-06-01 → 2024-01-05
  Equitable Advisors, Llc
  Pearl River, NY
  New City, NY
• 2021-08-27 → 2023-12-14
  Cmg Financial Planning, Ltd.
  Pearl River, NY
• 2003-06-19 → 2005-06-01
  Mony Securities Corporation
  New York, NY

Other Businesses

RIA FOR CMG FINANCIAL PLANNING LTD. DBA CAPITAL MANAGEMENT GROUP OF NEW YORK VARIOUS OUTSIDE INSURANCE ACTIVITY ASHAR- LIFE SETTLEMENTS. RICHARD R. BROWNE WEALTH MANAGEMENT, LLC

Exams

• S66 Uniform Combined State Law Examination
  2003-03-21