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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| FL | RA | APPROVED | 2013-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Ocala | FL | 06/2013 | Present |
| Principal Securities Inc | Ocala | FL | 06/2013 | Present |
| Wealth And Income Strategies, Inc. | Ocala | FL | 01/2017 | Present |
***Fixed Insurance; Investment Related; ; Life, Annuities, DI, LTC; Sales; Start Date: ; na hrs per month; during trading hours. ***Wealth and Income Strategies, Inc; Not Investment Related; ; Owner/President of privately held Corporation Commissions for fixed insurance and group products are paid to corporation for tax purposes Corporation leases office building where my business is conducted, the corporation has subleased space to three ten; ; Start Date: ; na hrs per month; during trading hours. ***Group Benefits; Investment Related; 50 SE 16 Ave, Ocala, FL 34471; Group Benefits; Sales; Start Date: 12/04/2017; 160 hrs per month; 4 during trading hours. ***BNI Power Players of Marion County; Not Investment Related; 5 SE 17th St, Ocala, FL 34471; Board Member; Leadership support for the BNI group; Start Date: 10/01/2017; 4 hrs per month; 0 during trading hours. ***Magnolia Garden Villas Association (HOA); Not Investment Related; Belleview, FL; Board Member; Positions on the BOD for the HOA. Board typically decides budgeting, collecting dues, and spending funds to maintain the neighborhood. No check writing, handling of funds, or investment discussions.; Start Date: 01/01/2020; 1 hrs per month; 0 during trading hours. ***Crossfit Pinnacle; Not Investment Related; Ocala, FL; Trainer; Lead group crossfit classes, in exchange for gym dues reduction.; Start Date: 05/25/2021; 8 hrs per month; 0 during trading hours. ***WOODLAND VILLAGES HOA POSITION: Board member/Incoming President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2022 ADDRESS: 1700 SE 24th Circle, Ocala FL 34471, United States DESCRIPTION: I will be a Board member and incoming President of this HOA. This HOA oversees the entire Woodland Village community, including the Magnolia Board, on which I am an already-approved Board member. ***BELLEVIEW / NINA AND KEN NADEAU POSITION: Sole Proprietors NATURE: Income from re-sale of retro/vintage items on Ebay INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 2421 SE 18th Circle, Ocala FL 34471, United States DESCRIPTION: My wife and I purchase vintage/retro items from estate sales and re-sell them on Ebay.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-28 |
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