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Kenneth Robert Nadeau

Principal Securities, Inc.

Ocala, FL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-16
FL RA APPROVED 2013-07-15
  • TX RA
    APPROVED_RES
    Since 2021-06-16
  • FL RA
    APPROVED
    Since 2013-07-15

Branch Locations

50 Se 16Th Ave, Ocala, FL 34471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Ocala FL 06/2013 Present
Principal Securities Inc Ocala FL 06/2013 Present
Wealth And Income Strategies, Inc. Ocala FL 01/2017 Present
  • 06/2013 → Present
    Principal Life Ins Co
    Ocala, FL
  • 06/2013 → Present
    Ocala, FL
  • 01/2017 → Present
    Wealth And Income Strategies, Inc.
    Ocala, FL
Previous Registrations
  • 2006-05-04 → 2013-06-05
    New England Securities
    Belleview, FL
    Ocala, FL
    Ocala, FL
    Orlando, FL
  • 2004-09-02 → 2006-02-21
    Belleview, FL
Other Businesses

***Fixed Insurance; Investment Related; ; Life, Annuities, DI, LTC; Sales; Start Date: ; na hrs per month; during trading hours. ***Wealth and Income Strategies, Inc; Not Investment Related; ; Owner/President of privately held Corporation Commissions for fixed insurance and group products are paid to corporation for tax purposes Corporation leases office building where my business is conducted, the corporation has subleased space to three ten; ; Start Date: ; na hrs per month; during trading hours. ***Group Benefits; Investment Related; 50 SE 16 Ave, Ocala, FL 34471; Group Benefits; Sales; Start Date: 12/04/2017; 160 hrs per month; 4 during trading hours. ***BNI Power Players of Marion County; Not Investment Related; 5 SE 17th St, Ocala, FL 34471; Board Member; Leadership support for the BNI group; Start Date: 10/01/2017; 4 hrs per month; 0 during trading hours. ***Magnolia Garden Villas Association (HOA); Not Investment Related; Belleview, FL; Board Member; Positions on the BOD for the HOA. Board typically decides budgeting, collecting dues, and spending funds to maintain the neighborhood. No check writing, handling of funds, or investment discussions.; Start Date: 01/01/2020; 1 hrs per month; 0 during trading hours. ***Crossfit Pinnacle; Not Investment Related; Ocala, FL; Trainer; Lead group crossfit classes, in exchange for gym dues reduction.; Start Date: 05/25/2021; 8 hrs per month; 0 during trading hours. ***WOODLAND VILLAGES HOA POSITION: Board member/Incoming President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2022 ADDRESS: 1700 SE 24th Circle, Ocala FL 34471, United States DESCRIPTION: I will be a Board member and incoming President of this HOA. This HOA oversees the entire Woodland Village community, including the Magnolia Board, on which I am an already-approved Board member. ***BELLEVIEW / NINA AND KEN NADEAU POSITION: Sole Proprietors NATURE: Income from re-sale of retro/vintage items on Ebay INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 2421 SE 18th Circle, Ocala FL 34471, United States DESCRIPTION: My wife and I purchase vintage/retro items from estate sales and re-sell them on Ebay.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-28
  • S66 Uniform Combined State Law Examination
    2003-02-28
Other Names
  • Kenneth Nadeau

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