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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-01
  • TX RA
    APPROVED
    Since 2013-03-01

Branch Locations

950 Echo Ln Ste 370, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2013 Present
Cambridge Investment Research Advisors Inc Fairfield IA 03/2013 Present
Previous Registrations
Other Businesses

1. INDEPENDENT INSURANCE AGENT, 5353 W ALABAMA, #200F, HOUSTON, TX, 9/2000 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 0 HRS. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10 HR/MO - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. HUNTINGTON VILLAGE COMMUNITY ASSOCIATION, 9511 Cook Road, Houston TX 77099, 10/2021, Board Member, HOME OWNERS ASSOCIATION, NIR, 10 HR/MO - 2 HR/MO TRADING 4. 950 Echo Lane, Suite 370, Houston TX 77024, United States, 07/07/2025, Agent, Marketing, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-17
S63 Uniform Securities Agent State Law Examination 2003-02-06
  • S65 Uniform Investment Adviser Law Examination
    2004-03-17
  • S63 Uniform Securities Agent State Law Examination
    2003-02-06
Designations
Other Names
  • Gloria A Tollenger

View on SEC IAPD

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