Elaine Yefun Lee

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2018
  Mufg Union Bank Na
  Palo Alto, CA
• 07/2016 → 03/2018
  Unionbanc Investment Services
  Palo Alto, CA
• 03/2018 → 05/2022
  Bancwest Investment Services
  San Francisco, CA
• 03/2018 → 05/2022
  Bank Of The West
  San Francisco, CA
• 05/2022 → 01/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 05/2022 → 01/2023
  First Republic Bank
  San Francisco, CA
• 05/2022 → 01/2023
  First Republic Investment Management, Inc
  San Francisco, CA
• 04/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  San Carlos, CA
• 04/2023 → Present
  U.S. Bank
  San Carlos, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  San Carlos, CA

Previous Registrations

• 2023-04-18 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  San Carlos, CA
  San Carlos, CA
  Santa Barbara, CA
• 2022-06-08 → 2023-02-23
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
• 2018-03-15 → 2022-05-09
  Bancwest Investment Services, Inc.
  San Francisco, CA
  Daly City, CA
  South San Francisco, CA
  Daly City, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2016-07-28 → 2018-03-06
  U.S. Bancorp Advisors, Llc
  Palo Alto, CA
  Palo Alto, CA
• 2013-10-07 → 2016-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  Menlo Park, CA
  San Jose, CA
  Menlo Park, CA
  San Jose, CA
  Menlo Park, CA
• 2010-11-12 → 2013-07-31
  U.S. Bancorp Advisors, Llc
  Burlingame, CA
  San Carlos, CA
• 2009-03-02 → 2009-09-17
  Hsbc Securities (Usa) Inc.
  San Francisco, CA
• 2007-03-09 → 2009-01-29
  Banc Of America Investment Services, Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2005-02-02 → 2007-01-30
  Wells Fargo Investments, Llc
  South San Francisco, CA
  So. San Francisco, CA
• 2003-10-23 → 2004-10-19
  Banc Of America Investment Services, Inc.
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-10-22
• S63 Uniform Securities Agent State Law Examination
  2003-06-17

Other Names

• Elaine Yefun Lee
• Elaine Ye-Fun Lee
• Elaine Ye-Fun Lee
• Elaine Ye-Fun Lee-Shen
• Elaine Lee-Shen
• Elaine Ye Fun Lee-Shen
• Elaine Ye Fun Lee