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1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-25 |
| NE | RA | APPROVED | 2025-04-14 |
Branch Locations
1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135 • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritrade, Inc. | Bellevue | NE | 01/2003 | 04/2021 |
| Td Waterhouse Investor Services, Inc. | Bellevue | NE | 04/2006 | 04/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2021 | 06/2022 |
| Unemployed | Omaha | NE | 05/2021 | 07/2021 |
| Adaptation Financial Advisors Inc. | Omaha | NE | 08/2021 | 06/2022 |
| Sequent Planning, Llc | Omaha | NE | 08/2022 | 10/2024 |
| Unemployed | Omaha | NE | 06/2022 | 08/2022 |
| Td Ameritrade | Omaha | NE | 04/2006 | 04/2021 |
| Advisor Share Wealth Management | Omaha | NE | 10/2024 | Present |
| One Wealth Map, Llc | Omaha | NE | 01/2024 | Present |
INSURANCE AGENT - ANDY KATHOL INDEPENDEPTN AGENT - START DATE: 8/1/2022 - SELLING VARIOUS INSURANCE PRODUCTS. 40 HRS/MONTH DURING TRADING HOURS. OMAHA, NE 68134
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-18 |
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