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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-28
CT RA APPROVED 2000-02-07
  • TX RA
    APPROVED_RES
    Since 2013-02-28
  • CT RA
    APPROVED
    Since 2000-02-07

Branch Locations

1 Old Mountain Rd, Farmington, CT 06032 • United States

W Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Farmington CT 09/2005 03/2020
Ameriprise Financial Services, Llc Farmington CT 03/2020 Present
Other Businesses

Board of Directors; Fitness Class Training; Board Member; 67 Riggs Avenue, , West Hartford, CT, 06107; Not Investment-Related; 11/08/2021; 10 to 19 hours per month; 0 during trading hours / The Rideshare Company; Finance Committee Board Member; 1404 Blue Hills Avenue, , Bloomfield, CT, 06002; Not Investment-Related; 11/30/2011; 1 to 9 hours per month; 1 to 9 during trading hours / Nutmeg Symphony Orchestra; Board Member; po box 2154, , Bristol, CT, 06011; Not Investment-Related; 12/18/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-02
  • S66 Uniform Combined State Law Examination
    2000-02-02

View on SEC IAPD

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