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Jeremy R Cooke

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

6560 Fannin Street, Houston, TX 77030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 10/2012 Present
Jpmorgan Chase Bank, Na. Houston TX 09/2003 Present
Previous Registrations
  • 2010-10-18 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
    Friendswood, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Friendswood, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-15
S63 Uniform Securities Agent State Law Examination 2003-02-10
  • S66 Uniform Combined State Law Examination
    2010-10-15
  • S63 Uniform Securities Agent State Law Examination
    2003-02-10
Designations
Other Names
  • Jeremy Ryan Cooke

View on SEC IAPD

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