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John Allen Carter

Charles Schwab & Co., Inc.

Frisco, TX

Mountain Brook, AL

Houston, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

6765 Winning Drive Suite 825, Frisco, TX 75034 • United States

3000 Cahaba Village Plaza Suite 130, Mountain Brook, AL 35243 • United States

947 Gessner Road Suite A260, Houston, TX 77024-2501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Houston TX 03/2011 12/2022
Charles Schwab & Co., Inc. Houston TX 01/2022 Present
Charles Schwab Bank, Ssb Houston TX 10/2022 Present
  • 03/2011 → 12/2022
    Tdameritrade
    Houston, TX
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Houston, TX
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    Houston, TX
Previous Registrations
  • 2011-04-01 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Dallas, TX
    Dallas, TX
    Houston, TX
  • 2011-04-06 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Dallas, TX
    Fort Worth, TX
    Houston, TX
  • 2010-07-26 → 2011-01-06
    Chase Investment Services Corp.
    Dallas, TX
    Irving, TX
  • 2009-03-03 → 2010-03-25
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fort Worth, TX
Other Businesses

1) Carter Holdings | Investment Related:No|2411 n hall street #37 |dallas|Texas|75204|USA|Real Estate (Non-Agent/Broker)|President|12/15/2021|Less than 20|0.000000|Private real estate investments- Qualified investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-26
  • S66 Uniform Combined State Law Examination
    2009-02-26
Other Names
  • John Carter
  • John A Carter

View on SEC IAPD

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Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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