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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-05-29
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Cwm Retail, Sales 10590 Baseline Road, Rancho Cucamonga, CA 91730 • United States

Citi Retail Banking 160 West Foothill Boulevard, Upland, CA 91786 • United States

West Covina, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Rancho Cucamonga CA 05/2007 Present
Previous Registrations
  • 2006-04-10 → 2007-05-29
    Citicorp Investment Services
    Rancho Cucamonga, CA
  • 2003-09-09 → 2006-04-10
    Wells Fargo Investments, Llc
    Huntington Beach, CA
    Huntington Beach, CA
  • 2003-03-28 → 2003-09-11
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-27
  • S66 Uniform Combined State Law Examination
    2003-03-27

View on SEC IAPD

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