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Dean Mori Seligman

LPl Financial LLC

El Segundo, CA

Manhattan Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-29
CA RA APPROVED 2008-09-18
  • TX RA
    APPROVED_RES
    Since 2009-04-29
  • CA RA
    APPROVED
    Since 2008-09-18

Branch Locations

112 E Grand Ave, El Segundo, CA 90245-3841 • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc El Segundo CA 09/2008 Present
Previous Registrations
Other Businesses

1. 10/26/2010 - Seligman Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-13
S63 Uniform Securities Agent State Law Examination 2003-03-13
  • S66 Uniform Combined State Law Examination
    2007-01-13
  • S63 Uniform Securities Agent State Law Examination
    2003-03-13

View on SEC IAPD

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