Scott Allen Lermack

Employer firm

Pine Valley Investments CRD 173995

$2.67B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Tiaa
  Philadelphia, PA
• 08/2014 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Philadelphia, PA
• 12/2020 → Present
  Pine Valley Investments
  Marlton, NJ
• 10/2020 → Present
  Pine Valley Investments
  Marlton, NJ

Previous Registrations

• 2014-08-15 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Philadelphia, PA
• 2006-03-31 → 2009-12-24
  Td Ameritrade, Inc.
  Radnor, PA
  Marlton, NJ
  Marlton, NJ
• 2006-05-16 → 2009-12-24
  Td Ameritrade Investment Management, Llc
  Marlton, NJ
  Martlon, NJ
• 2003-09-04 → 2006-03-31
  Ameriprise Financial Services, Llc
  Voorhees, NJ

Other Businesses

Description of the OBA: Insurance Name of the firm: Pine Valley Planning When the OBA started: 01/01/2021 How many hours per week devoted to the OBA: 2 How many hours devoted to the OBA during the trading day: 2

Exams

• S66 Uniform Combined State Law Examination
  2003-09-03