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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-01-18 |
| TX | RA | APPROVED_RES | 2017-01-04 |
| RI | RA | APPROVED | 2007-05-29 |
Branch Locations
1150 New London Ave Ste 100, Cranston, RI 02920 • United States
Cranston, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cranston | RI | 11/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cranston | RI | 03/2020 | Present |
Business Ownership; Santosha Holdings, LLC; Co-owner; Manage Ameriprise Business; 1150 New London Ave, ste 100, Cranston, RI, 02920; Investment-Related; 04/01/2026; 0 hours per month; 0 during trading hours. Other Business Activities; FP Solutions RI; ASSIST OTHER ADVISORS WITH PLAN PRODUCTION; 1150 New Longon Ave Ste 100, , Cranston, RI, 2920; Not Investment-Related; 04/30/2013; 1 to 9 hours per month; 10 to 19 during trading hours / Endless Summer LLC; office building which houses my Ameriprise office; 1150 NEW LONDON AVE, , Cranston, RI, 02920; Not Investment-Related; 05/05/2011; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-13 |
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