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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-12
VA RA APPROVED 2003-04-29
  • TX RA
    APPROVED_RES
    Since 2019-12-12
  • VA RA
    APPROVED
    Since 2003-04-29

Branch Locations

373 Neff Ave, Harrisonburg, VA 22801-3430 • United States

Rockingham, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Inc. New York NY 12/2002 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Other Businesses

Business Ownership; GreenBush, LLC; Operations of the back office of the practice, including but not limited to employee rolls and responsibilities, financial plan production, case preparation and follow up flow, general operations of the practice and employees within the practice.; Consulting; 373 Neff Ave., , Harrisonburg, VA, 22801; Investment-Related; 01/02/2020; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-28
  • S66 Uniform Combined State Law Examination
    2003-04-28
Other Names
  • Mike Bowen
  • Michael Alan Bowen
  • Michael Bowen

View on SEC IAPD

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