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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-03 |
| CO | RA | APPROVED | 2013-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Denver | CO | 08/2013 | Present |
| Mml Investors Services, Llc | Denver | CO | 08/2013 | Present |
(1)NAME: EXECUTIVE COPENSATION INC INV REL: Y ADDR: 806 E. 19TH AVENUE DENVER CO 80218 NATURE: TPA/PENSION SERVICES POSITION: EMPLOYEE START: 8/1/2013 NO HRS: 5 NO HRS DUR TRADING: 5.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-09-25 |
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