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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-22
SC RA APPROVED 2013-04-18
  • TX RA
    APPROVED_RES
    Since 2025-04-22
  • SC RA
    APPROVED
    Since 2013-04-18

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

1956 E Main St, Spartanburg, SC 29307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenville SC 04/2013 11/2016
Wells Fargo Clearing Services, Llc Greenville SC 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2013-04-24
    Gaffney, SC
    Spartanburg, SC
    Spartanburg, SC
    New York, NY
    Columbia, SC
    Spartanburg, SC
  • 2008-09-18 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Gaffney, SC
    Spartanburg, SC
  • 2007-01-23 → 2008-09-16
    Murrells Inlet, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 2003-02-20
  • S66 Uniform Combined State Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    2003-02-20
Other Names
  • Allen Morris

View on SEC IAPD

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