Prateek Nmn Mehrotra

Current Employers

Employment History

• 02/2013 → Present
  Endowment Wealth Management, Inc.
  Appleton, WI
• 05/2013 → Present
  Etf Model Solutions, Llc
  Appleton, WI
• 06/2021 → Present
  Global Alternative Investment Management Llc
  Appleton, WI

Previous Registrations

• 2003-01-28 → 2013-02-06
  Sumnicht & Associates, Llc
  Appleton, WI
• 2012-05-02 → 2013-02-06
  Isectors, Llc
  Appleton, WI

Other Businesses

02/2013 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI, 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. MEHROTRA'S TITLE WITH EWM IS CHIEF INVESTMENT OFFICER. MR. MEHROTRA IS A SHAREHOLDER, BOARD MEMBER, VICE PRESIDENT, SECRETARY, CHIEF INVESTMENT OFFICER, MEMBER OF THE INVESTMENT COMMITTEE, AND INVESTMENT ADVISER REPRESENTATIVE FOR EWM. MR. MEHROTRA DEVOTES APPROXIMATELY 140 HOURS PER MONTH TO EWM, ABOUT 80 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. MEHTROTRA CONDUCTS INVESTMENT RESEARCH AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 05/2013 - PRESENT: ETF MODEL SOLUTIONS, LLC ("ETFMS). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. MEHROTRA'S TITLE AT ETFMS IS CHIEF INVESTMENT OFFICER. MR. MEHROTRA IS A MANAGING MEMBER, CHIEF INVESTMENT OFFICER, INVESTMENT COMMITTEE MEMBER AND INVESTMENT ADVISER REPRESENTATIVE FOR ETFMS. MR. MEHROTRA DEVOTES APPROXIMATELY 50 HOURS PER MONTH TO ETFMS, ABOUT 30 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. MEHROTRA CONDUCTS MANAGEMENT, RESEARCH AND ADVISORY ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. MEHROTRA'S TITLE AT GAIM IS CHIEF INVESTMENT OFFICER. MR. MEHROTRA IS MANAGING MEMBER AND CHIEF INVESTMENT OFFICER AT GAIM. MR. MEHROTRA DEVOTES APPROXIMATELY 50 HRS PER MONTH TO GAIM, ABOUT 30 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. MEHROTRA CONDUCTS MANAGEMENT AND INVESTMENT ACTIVITIES IN HIS ROLE AT GAIM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-27

Designations

Other Names

• Prateek Mehrotra