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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clear Lake | TX | 01/2006 | Present |
| Bank Of America,N.A. | Houston | TX | 06/2011 | Present |
I*22476 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDS OF THE EVELYN MEADOR LIBRARY INVESTMENT RELATED: N ADDRESS OF BUSINESS: SEABROOK, TEXAS 77586 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 6/15/1988 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER, I AM INVLOLVED IN MARKETING FOR HELPING THE FRIENDS OF THE EVELYN MEADOR LIBRARY RAISE MONEY FOR CHILDREN PROGRAMS AND SUMMER READING PROGRAMS NOT PROVIDED BY THE COUNTY SYSTEM. I*70050 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WATERFORD OAKS HOMEOWNERS ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2625 BAY AREA BLVD., SUITE 120 HOUSTON, TEXAS 77058 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/15/2014 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR OF OUR HOMEOWNERS ASSOCIATION, 28 LOTS I*22475 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CLEAR LAKE LUNAR RENDEZVOUS FESTIVAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: P.O. BOX 57486 NONE NONE, WEBSTER, TEXAS 77598 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 10/15/1992 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER DIRECTOR/BOARD MEMBER I*22476 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDS OF THE EVELYN MEADOR LIBRARY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2400 MEYER ROAD NONE NONE, SEABROOK, TEXAS 77586 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 6/15/1988 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER, I AM INVLOLVED IN MARKETING FOR HELPING THE FRIENDS OF THE EVELYN MEADOR LIBRARY RAISE MONEY FOR CHILDREN PROGRAMS AND SUMMER READING PROGRAMS NOT PROVIDED BY THE COUNTY SYSTEM. I*42705 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDS OF THE EVELYN MEADOR LIBRARY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SEABROOK, TEXAS 77586 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2011 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WOULD BE A MEMBER OF A FIVE MEMBER COMMITTEE TO BRING INVESTMENT RECOMMENDATIONS (ONLY STOCKS,BONDS,AND MUTUAL FUNDS) TO THE BOARD TO BE VOTED ON BY THE FULL BOARD FOR INVESTMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-03 |
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