Thomas Harold Ahlbeck

Current Employers

Employment History

• 07/1990 → Present
  Maine Township School Treasurer
  Des Plaines, IL
• 06/2005 → 03/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2005 → 03/2021
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2013 → Present
  Ahlbeck & Company
  Des Plaines, IL
• 01/2000 → Present
  Elk Creek Llc
  Des Plaines, IL
• 12/2015 → Present
  Rand Road Building Llc
  Des Plaines, IL
• 01/2003 → Present
  Elk Boulevard Llc
  Des Plaines, IL
• 03/2021 → Present
  Ahlbeck Financial
  Des Plaines, IL
• 08/2018 → Present
  Elk Blvd Apartments Llc
  Des Plaines, IL

Previous Registrations

• 2005-10-10 → 2021-03-18
  Cetera Investment Advisers Llc
  Park Ridge, IL
  Des Plaines, IL
  Des Plaines, IL
  Des Plaines, IL
  Des Plaines, IL

Other Businesses

1) AHLBECK AND COMPANY, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, ACCOUNTING SERVICES, START 09/06/2013, 60HR/WK DURING TRADING HRS, OWNER AND DOING TAX AND ACCOUNTING WORK. 2) TREASURER Maine Township School Treasurer INVEST & SAFEGUARD SCHOOL FUNDS-10HR/WK. 3) NAME OF OTHER BUSINESS: ELK CREEK LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL REAL ESTATE POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER START DATE: 1/2000 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 4) AHLBECK FINANCIAL; SAME AS REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; OWNER SINCE 11/2009; 2 HR/WK; DUTIES-IAR AND RR. 5) NAME OF OTHER BUSINESS: RAND ROAD BUILDING LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL REAL ESTATE POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 6) NAME OF OTHER BUSINESS: ELK BOULEVARD LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL REAL ESTATE POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER START DATE: 1/2003 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 7)NAME OF OTHER BUSINESS: ELK BLVD APARTMENTS LLC; INVESTMENT RELATED: NO; ADDRESS: 1671 ELK BLVD, DES PLAINES, IL 60016; NATURE OF BUSINESS: RENTAL REAL ESTATE; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER; 8) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: YES ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: TRADING AUTHORITY START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: TRADING AUTHORITY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: POA FOR SON ON BROKERAGE ACCOUNT ; Thomas Harold Ahlbeck is a real estate investor that manages and owns commercial and residential properties with family members.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-13
• S63 Uniform Securities Agent State Law Examination
  2003-01-16