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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-02-22 |
| NY | RA | APPROVED | 2024-02-20 |
Branch Locations
85 Broad Street 23Rd Floor, New York, NY 10004 • United States
Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferies Llc | Atlanta | GA | 08/2009 | 09/2017 |
| Ubs Financial Services Inc. | Atlanta | GA | 12/2017 | 01/2024 |
| Oppenheimer & Co. Inc. | Atlanta | GA | 02/2024 | Present |
NAME/ADDRESS: MOFFETT PROPERTIES LLC. 3020 HENDERSON BAYOU ROAD, LAKE CHARLES, LA 70605. TYPE OF BUSINESS: INVESTMENT RELATED. LIMITED PARTNER(PASSIVE) % OWNERSHIP OF 13.8%.GENERAL PARTNER-JOHN MOFFETT (FATHER). ESTABLISHED: FEBRUARY 2008. HOURS DEVOTED: 0HRS/MONTH. DUTIES: PASSIVE LIMITED PARTNER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-22 |
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