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10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-22 |
Branch Locations
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Downey | CA | 02/2012 | Present |
| Bank Of America, N.A. | Downey | CA | 07/2012 | Present |
1) I*927522 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Downey, California, 90242 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Midland National Insurance Company. Insurance Agent, Sales, 0% ownership, 2hrs a week, commission based. 2) For profit or not for profit: Profit Name of outside business organization: Midland National Life Insurance Investment related: N Address of business: 8300 Mills Civic Parkway West Des Moines, IA 50266 Nature of business: Annuity & Life Insurance business Position, title, association: Agent Start date of relationship: 10/1/2025 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: Selling annuity & insurance to clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-05 |
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