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Calvin Isaac Roach

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-23
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2017-02-07
  • TX RA
    APPROVED_RES
    Since 2022-08-23
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2017-02-07

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management Securities Llc New York NY 04/2004 01/2017
Aig Advisor Group Ny NY 01/2015 01/2017
Morgan Stanley New York NY 01/2017 Present
  • 04/2004 → 01/2017
    Lazard Asset Management Securities Llc
    New York, NY
  • 01/2015 → 01/2017
    Aig Advisor Group
    Ny, NY
  • 01/2017 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
  • S66 Uniform Combined State Law Examination
    2015-08-26
Other Names
  • Calvin I Roach

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