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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-02
KS RA APPROVED 2024-04-25
AZ RA APPROVED 2023-05-02
CA RA APPROVED 2018-11-20
  • MO RA
    APPROVED
    Since 2024-05-02
  • KS RA
    APPROVED
    Since 2024-04-25
  • AZ RA
    APPROVED
    Since 2023-05-02
  • CA RA
    APPROVED
    Since 2018-11-20

Branch Locations

12555 High Bluff Dr Ste 130, San Diego, CA 92130-7000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Carlsbad CA 03/2013 09/2020
State Farm Insurance Carlsbad CA 03/2013 09/2020
State Farm Investment Management Corp. Carlsbad CA 08/2018 09/2020
State Farm Investment Management Corp Cardiff CA 09/2020 05/2022
State Farm Insurance Cardiff CA 09/2020 05/2022
State Farm Vp Management Corp Cardiff CA 09/2020 05/2022
State Farm Vp Management Corp San Diego CA 06/2022 Present
State Farm Investment Management Corp San Diego CA 06/2022 Present
Eric Smith Insurance Agency San Diego CA 06/2022 Present
Eric Smith Insurance Agency Carlsbad CA 08/2023 Present
State Farm Vp Management Corp Carlsbad CA 08/2023 Present
  • 03/2013 → 09/2020
    State Farm Vp Management Corp.
    Carlsbad, CA
  • 03/2013 → 09/2020
    State Farm Insurance
    Carlsbad, CA
  • 08/2018 → 09/2020
    Carlsbad, CA
  • 09/2020 → 05/2022
    Cardiff, CA
  • 09/2020 → 05/2022
    State Farm Insurance
    Cardiff, CA
  • 09/2020 → 05/2022
    State Farm Vp Management Corp
    Cardiff, CA
  • 06/2022 → Present
    State Farm Vp Management Corp
    San Diego, CA
  • 06/2022 → Present
    San Diego, CA
  • 06/2022 → Present
    Eric Smith Insurance Agency
    San Diego, CA
  • 08/2023 → Present
    Eric Smith Insurance Agency
    Carlsbad, CA
  • 08/2023 → Present
    State Farm Vp Management Corp
    Carlsbad, CA
Other Businesses

1) Eric Smith Insurance Agency; Investment-related; 12555 High Bluff Dr., Ste 130, San Diego, CA 92130-7000; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 6/1/2022; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2005-03-11
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11

View on SEC IAPD

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