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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-02
LA RA APPROVED 2024-07-18
  • TX RA
    APPROVED_RES
    Since 2024-08-02
  • LA RA
    APPROVED
    Since 2024-07-18

Branch Locations

900 S College Rd, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lafayette LA 07/2010 11/2016
Wells Fargo Clearing Services, Llc Lafayette LA 11/2016 01/2020
Wells Fargo Advisors Financial Network, Llc Opelousas LA 01/2020 03/2020
Royal Alliance (Wealth Advisors) Lafayette LA 06/2020 03/2021
Lpl Financial, Llc (Generation Wealth) Lake Charles LA 06/2021 06/2024
Newedge Advisors, Llc (Gwm Advisors, Llc) (Crossmmg) Lake Charles LA 06/2021 06/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lafayette LA 06/2024 Present
Previous Registrations
Other Businesses

I*1885268, Entity Type, Name of OBA: Melissa Dugas Notary Public, Address: Crowley, LA, 70526, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 12/01/1993, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Notary Public.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 2005-05-18
  • S66 Uniform Combined State Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    2005-05-18
Other Names
  • Melissa Faye Borne
  • Melissa Borne Dugas
  • Melissa Dugas

View on SEC IAPD

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