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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-02 |
| LA | RA | APPROVED | 2024-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lafayette | LA | 07/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lafayette | LA | 11/2016 | 01/2020 |
| Wells Fargo Advisors Financial Network, Llc | Opelousas | LA | 01/2020 | 03/2020 |
| Royal Alliance (Wealth Advisors) | Lafayette | LA | 06/2020 | 03/2021 |
| Lpl Financial, Llc (Generation Wealth) | Lake Charles | LA | 06/2021 | 06/2024 |
| Newedge Advisors, Llc (Gwm Advisors, Llc) (Crossmmg) | Lake Charles | LA | 06/2021 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | LA | 06/2024 | Present |
I*1885268, Entity Type, Name of OBA: Melissa Dugas Notary Public, Address: Crowley, LA, 70526, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 12/01/1993, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Notary Public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-18 |
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