Faron Scott Miller

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-10-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade, Inc.	Midlothian	VA	05/2014	11/2019
Td Ameritrade, Inc.	Midlothian	VA	02/2018	10/2019
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	10/2019
Acg Advisory Services Inc.	Midlothian	VA	11/2019	10/2023
Nfp Retirement, Inc.	Aliso Viejo	CA	10/2023	10/2025
Wealthspire Retirement Advisory	Aliso Viejo	CA	10/2025	Present

2020-01-06 → 2024-03-14

Wealthspire Advisors

Midlothian, VA
2018-04-13 → 2019-11-29

Td Ameritrade, Inc.

Glen Allen, VA

Midlothian, VA

Midlothian, VA

Glen Allen, VA
2018-02-26 → 2019-11-29

Td Ameritrade Investment Management, Llc

Glen Allen, VA

Omaha, NE

Midlothian, VA

Glen Allen, VA
2017-06-05 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2013-04-03 → 2014-06-03

Osaic Institutions, Inc.

Midlothian, VA

Manakin Sabot, VA

Midlothian, VA
2011-01-14 → 2013-02-12

Td Ameritrade, Inc.

Glen Allen, VA
2011-01-11 → 2013-02-12

Td Ameritrade Investment Management, Llc

Glen Allen, VA
2009-08-25 → 2011-01-05

Edward Jones

Midlothian, VA

St Louis, MO

N Chesterfield, VA
2004-05-07 → 2009-08-24

Cuna Brokerage Services, Inc.

Richmond, VA

Richmond, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-05
S65	Uniform Investment Adviser Law Examination	2004-05-06
S63	Uniform Securities Agent State Law Examination	2000-01-07

Other Firms