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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-23 |
| CO | RA | APPROVED | 2020-06-15 |
Branch Locations
90 S Cascade Ave, Colorado Springs, CO 80903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Colorado Springs | CO | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 11/2016 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Colorado Springs | CO | 06/2020 | Present |
| Bank Of America, N.A. | Colorado Springs | CO | 06/2020 | Present |
I*1491301 For profit or not for profit: Name of outside business organization: Friends Of The Children Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , raising funds, growing presence of organization to have a greater impact in the region. we hire individual qualified adult mentors to work with at risk children from foster homes and help assure healthy, socially adept children grow into functioning adults.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-09 |
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