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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | 11/2018 |
| Income Tax Service | Bronx | NY | 10/2002 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2006 | 11/2018 |
| Prudential Kafcos Realty | Bronx | NY | 07/2012 | 08/2018 |
| Lpl Financial Llc | Bronx | NY | 11/2018 | Present |
1)11/12/2018 - Income Tax Service Inc. - Income Tax Service Inc. - tax Prep - inv rel - at reported business location(s) - start: 11/2002 - 80 hr/mth 2) 11/12/2018 - First Insure - Owner - Broker, Insurance Sales - inv rel - at reported business location(s) - start: 11/2002 - 1 hr/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-12-27 |
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