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Marc Vincent Lopez

Citigroup Global Markets Inc.

New York, NY

Warwick, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-24
  • NY RA
    APPROVED
    Since 2022-08-24

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Warwick, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 08/2013 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 07/2022
Citigroup New York NY 07/2022 Present
  • 08/2013 → 11/2016
    Wells Fargo Advisors, Llc
    New York, NY
  • 11/2016 → 07/2022
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 07/2022 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2015-03-30 → 2022-07-13
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    New York, NY
    New York, NY
    Minneapolis, MN
    Tarpon Springs, FL
    New York, NY
  • 2022-08-24 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    Warwick, NY
  • 2003-09-02 → 2005-08-18
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-27
  • S66 Uniform Combined State Law Examination
    2015-03-27

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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