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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-15
OH RA APPROVED 2011-07-01
NC RA APPROVED 2009-05-19
  • TX RA
    APPROVED
    Since 2016-08-15
  • OH RA
    APPROVED
    Since 2011-07-01
  • NC RA
    APPROVED
    Since 2009-05-19

Branch Locations

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Raleigh NC 05/2009 09/2022
Janney Montgomery Scott Llc Raleigh NC 09/2022 Present
Previous Registrations
  • 2005-08-15 → 2009-05-13
    Raleigh, NC
    Raleigh, NC
  • 2003-04-24 → 2005-07-21
    Banc Of America Investment Services, Inc.
    Raleigh, NC
Other Businesses

Needham B. Broughton High School, Alumni Association, Raleigh, NC. Board Member (10/2025) - help with the administration of the Association. Creating awareness and promoting its purpose. Assisting in reorganization and updating of its records and processes. Not investment related, not compensated, 10 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-22
  • S66 Uniform Combined State Law Examination
    2003-04-22
Designations
Other Names
  • Batch Noah

View on SEC IAPD

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