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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-12-15
TX RA APPROVED 2022-12-15
  • LA RA
    APPROVED
    Since 2022-12-15
  • TX RA
    APPROVED
    Since 2022-12-15

Branch Locations

2020 Country Club Rd, Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Moss Bluff LA 10/2012 12/2022
Spool And Bobbin, Llc Lake Charles LA 05/2017 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Charles LA 12/2022 Present
Bank Of America, N.A. Lake Charles LA 01/2023 Present
Previous Registrations
  • 2012-10-01 → 2022-12-18
    Lake Charles, LA
    West Lake, LA
    Moss Bluff, LA
    West Lake, LA
    Lake Charles, LA
    Dequincy, LA
    Lake Charles, LA
    Deridder, LA
    Lake Charles, LA
  • 2007-11-30 → 2012-10-01
    Chase Investment Services Corp.
    Lafayette, LA
    Lake Charles, LA
    Lake Charles, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Moss Bluff, LA
    West Lake, LA
    Dequincy, LA
    Lake Charles, LA
Other Businesses

I*2081264, Entity Type, Entity Charitable, Name of OBA: The Foundation at Lake Charles Memorial Hospital, Address: Lake Charles, LA, 70601-8911, Investment Related: No, Position, Title, Association: Committee, Employee Start Date: 03/20/2025, No Hours: 4hrs/Mo, No Hours during trading: 0, Duties: LCMHF serves as the fundraising and philanthropic arm for the hospital. I help plan fundraising events, promote giving in the community, and have had and will continue to have sponsorship opportunities for Merrill. I*4044267, Entity Type: , Name of OBA: Rental Property 1, Address: Rayne, Louisiana, 70578, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 04/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-28
  • S66 Uniform Combined State Law Examination
    2007-11-28
Other Names
  • Cheryl J Thibodeaux
  • Cheryl Duhon
  • Cheryl T Duhon

View on SEC IAPD

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