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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-12-15 |
| TX | RA | APPROVED | 2022-12-15 |
Branch Locations
2020 Country Club Rd, Lake Charles, LA 70605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Moss Bluff | LA | 10/2012 | 12/2022 |
| Spool And Bobbin, Llc | Lake Charles | LA | 05/2017 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Charles | LA | 12/2022 | Present |
| Bank Of America, N.A. | Lake Charles | LA | 01/2023 | Present |
I*2081264, Entity Type, Entity Charitable, Name of OBA: The Foundation at Lake Charles Memorial Hospital, Address: Lake Charles, LA, 70601-8911, Investment Related: No, Position, Title, Association: Committee, Employee Start Date: 03/20/2025, No Hours: 4hrs/Mo, No Hours during trading: 0, Duties: LCMHF serves as the fundraising and philanthropic arm for the hospital. I help plan fundraising events, promote giving in the community, and have had and will continue to have sponsorship opportunities for Merrill. I*4044267, Entity Type: , Name of OBA: Rental Property 1, Address: Rayne, Louisiana, 70578, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 04/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-28 |
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