Peter Swansen

Current Employers

Employment History

• 11/2014 → 03/2019
  Mass Mutual Life Insurance Company
  Tarrytown, NY
• 01/2015 → 03/2019
  Mml Investors Services
  Tarrytown, NY
• 04/2019 → 12/2024
  National Life Group
  Armonk, NY
• 04/2019 → 01/2025
  Equity Services Inc
  Montpelier, VT
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-06-22 → 2025-02-18
  Equity Services, Inc.
  White Plains, NY
  Armonk, NY
  Latham, NY
• 2004-10-15 → 2014-12-23
  Msi Financial Services, Inc.
  White Plains, NY
  Elmsford, NY
  White Plains, NY
  New York, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2003; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CORPORATE PLANS RETIREMENT STRATEGIES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2015; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE AND INVESTMENT PRODUCTS AND SERVICES. OVERSIGHT OF STAFF. ONGOING CLIENT SERVICE, QUARTERLY INVESTMENT PERFORMANCE REVIEWS. ANNUAL/ONGOING EMPLOYEE BENEFIT/MEDICAL INSURANCE SALES, REVIEWS, SERVICE, OPEN ENROLLMENT MEETINGS; 3. NAME OF OTHER BUSINESS: MAHOPAC SPORTS ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 421 BALDWIN PLACE RD NATURE OF BUSINESS: MAHOPAC, NY 10541 START DATE: 6/2026 POSITION/TITLE/RELATIONSHIP: ASSISTANT REGISTRAR- TACKLE FOOTBALL PROGRAM APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: COORDINATE WITH YOUTH FOOTBALL PROGRAM DIRECTOR AND REGISTRAR THE REGISTRATION PROCESS FOR THE 8U-13U YOUTH TACKLE FOOTBALL TEAMS AND K-4TH FLAG FOOTBALL TEAM 4. NAME OF OTHER BUSINESS: CP WEALTH LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ORGANIZER AND CO-MEMBER OF THE LLC, HOLDING FOR FUTURE NEEDS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-08
• S63 Uniform Securities Agent State Law Examination
  2003-01-23

Other Names

• Peter Swansen
• Peter Jr. Swansen