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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-10
WA RA APPROVED 2008-08-22
  • TX RA
    APPROVED_RES
    Since 2025-06-10
  • WA RA
    APPROVED
    Since 2008-08-22

Branch Locations

303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States

Bothell, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Edmonds WA 08/2008 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: CTS Courier ADDRESS: 2Q6C+JB Murray Road, Lilongwe 265 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 31, 2026 CAPACITY: Other DUTIES: Overseeing management of spouse’s courier company. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-11
S63 Uniform Securities Agent State Law Examination 2000-02-04
  • S65 Uniform Investment Adviser Law Examination
    2000-02-11
  • S63 Uniform Securities Agent State Law Examination
    2000-02-04
Other Names
  • Ken Eugene Kilmer

View on SEC IAPD

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