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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
NE RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • NE RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Directed Services, Llc Omaha NE 02/2014 06/2018
Voya Financial Omaha NE 09/2014 06/2021
Voya Financial Partners Omaha NE 09/2014 06/2021
Voya American Equities Omaha NE 09/2014 12/2020
Voya Financial Advisors Omaha NE 09/2014 06/2021
Voya Retirement Advisors Omaha NE 09/2014 09/2016
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Advisors Llc St Cloud MN 06/2021 Present
Cetera Investment Services Llc St Cloud MN 06/2021 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2021 Present
First Allied Securities Inc San Diego CA 06/2021 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2014 → 06/2018
    Directed Services, Llc
    Omaha, NE
  • 09/2014 → 06/2021
    Voya Financial
    Omaha, NE
  • 09/2014 → 06/2021
    Voya Financial Partners
    Omaha, NE
  • 09/2014 → 12/2020
    Voya American Equities
    Omaha, NE
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Omaha, NE
  • 09/2014 → 09/2016
    Voya Retirement Advisors
    Omaha, NE
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2021 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 06/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2021 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY; METRO UMPIRE;NO; 4188 S 61ST AVE, OMAHA; 68117; UMPIRE BASEBALL;BASEBALL UMPIRE; 6/1/1993;64; 0; UMPIRE BASEBALL GAMES.|NAME OF ENTITY: SERVICE RESEARCH/BEST MARK; NO; 5500 FELTL ROAD, MINNETONKA,MN 55343; MYSTERY SHOPPER; SECRET SHOPPER; 4/1/2020; 4;0; CONDUCT SECRET SHOPS OF RESTAURANTS AND STORES.|NAME OF ENTITY: CSL PLASMA;NO; 3060 N 90TH STREET, OMAHA, NE, 68134; PLASMA DONATION; VOLUNTEER; 4/1/2020;16;0; DONATE PLASMA.|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-11-03
S66 Uniform Combined State Law Examination 2007-12-27
  • S63 Uniform Securities Agent State Law Examination
    2011-11-03
  • S66 Uniform Combined State Law Examination
    2007-12-27

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