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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| NE | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Directed Services, Llc | Omaha | NE | 02/2014 | 06/2018 |
| Voya Financial | Omaha | NE | 09/2014 | 06/2021 |
| Voya Financial Partners | Omaha | NE | 09/2014 | 06/2021 |
| Voya American Equities | Omaha | NE | 09/2014 | 12/2020 |
| Voya Financial Advisors | Omaha | NE | 09/2014 | 06/2021 |
| Voya Retirement Advisors | Omaha | NE | 09/2014 | 09/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Advisors Llc | St Cloud | MN | 06/2021 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2021 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2021 | Present |
| First Allied Securities Inc | San Diego | CA | 06/2021 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY; METRO UMPIRE;NO; 4188 S 61ST AVE, OMAHA; 68117; UMPIRE BASEBALL;BASEBALL UMPIRE; 6/1/1993;64; 0; UMPIRE BASEBALL GAMES.|NAME OF ENTITY: SERVICE RESEARCH/BEST MARK; NO; 5500 FELTL ROAD, MINNETONKA,MN 55343; MYSTERY SHOPPER; SECRET SHOPPER; 4/1/2020; 4;0; CONDUCT SECRET SHOPS OF RESTAURANTS AND STORES.|NAME OF ENTITY: CSL PLASMA;NO; 3060 N 90TH STREET, OMAHA, NE, 68134; PLASMA DONATION; VOLUNTEER; 4/1/2020;16;0; DONATE PLASMA.|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-03 |
| S66 | Uniform Combined State Law Examination | 2007-12-27 |
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