Scott Russell Clayberg

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2005-03-21

IA RA
APPROVED

Since 2005-03-21

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Clive, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Ins Co	Des Moines	IA	11/1999	Present
Princor Financial Services Corp	Des Moines	IA	11/1999	Present

11/1999 → Present

Principal Life Ins Co

Des Moines, IA
11/1999 → Present

Princor Financial Services Corp

Des Moines, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-28
S63	Uniform Securities Agent State Law Examination	2000-01-10

S65 Uniform Investment Adviser Law Examination

2005-02-28
S63 Uniform Securities Agent State Law Examination

2000-01-10

View on SEC IAPD

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OSAIC INSTITUTIONS, INC. · Des Moines, IA

EQUITABLE ADVISORS, LLC · DES MOINES, IA

LPL FINANCIAL LLC · DES MOINES, IA

OSAIC WEALTH, INC. · DES MOINES, IA

EDWARD JONES · DES MOINES, IA

WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA

AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA

PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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