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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| WI | RA | APPROVED | 2009-06-01 |
Branch Locations
111 North Washington Street Suite 410, Green Bay, WI 54301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Green Bay | WI | 06/2009 | Present |
Family LLC; Investment related; LUXEMBURG , WI; Sole Proprietor / Owner / Partner; 03/2000; During business hours: 0; After business hours: 0 *199804 - Green Bay Exchange Club; Investment related No; Green Bay, Wisconsin; Children/Youth; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 10; Accounting/Bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-26 |
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