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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-14 |
| NC | RA | APPROVED | 2006-03-24 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Raleigh | NC | 08/1993 | Present |
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
POWER OF ATTORNEY FOR SPOUSE, INV RELATED, RALEIGH, NC, START: 2/9/2021, 160 HRS/MONTH, 160 HRS DURING TRADING.; POWER OF ATTORNEY FOR SISTER, INV RELATED, RALEIGH, NC, START: 5/2/2022, 10 HRS/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-16 |
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