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Joseph Dane Addy

Wells Fargo Advisors Financial Network, LLC

Long Beach, CA

Reno, NV

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-12
CA RA APPROVED 2022-01-14
  • TX RA
    APPROVED_RES
    Since 2024-12-12
  • CA RA
    APPROVED
    Since 2022-01-14

Branch Locations

6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Iinvestment Services Long Beach CA 01/2013 01/2022
Wells Fargo Advisors Financial Network, Llc Long Beach CA 01/2022 Present
Previous Registrations
  • 2013-01-10 → 2022-01-24
    U.S. Bancorp Advisors, Llc
    Long Beach, CA
    Long Beach, CA
    Long Beach, CA
  • 2012-10-01 → 2013-01-04
    J.P. Morgan Securities Llc
    Seal Beach, CA
    Seal Beach, CA
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Torrance, CA
    Torrance, CA
    Seal Beach, CA
    Seal Beach, CA
    Seal Beach, CA
  • 2004-01-07 → 2009-05-02
    Wamu Investments, Inc.
    Torrance, CA
    Torrance, CA
    Long Beach, CA
    Long Beach, CA
  • 2003-03-05 → 2003-12-10
    Morgan Stanley Dw Inc.
    Costa Mesa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-03
  • S66 Uniform Combined State Law Examination
    2003-03-03
Other Names
  • Joseph Addy
  • Joe Addy

View on SEC IAPD

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Other Offices

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
KENSINGTON INVESTMENT COUNSEL · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
THE CHARTIST · LONG BEACH, CA

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