Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2009-05-11 |
| TX | RA | APPROVED | 2009-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 11/2007 | Present |
| Bank Of America, N.A. | Albuquerque | NM | 01/2013 | Present |
I*115079 For profit or not for profit: For-Profit Organization Name of outside business organization: American Business Women's Association Investment related: N Address of business: Overland Park, Kansas 66212 Nature of business: LLC, Position, title, association: Advisory Board Member, Start date of relationship: 7/2/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Executive Board plans member meetings, activities, fundraisers, encourages women to use the educational tools and funding provided by ABWA to advance their knowledge through self study CE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-06 |
Reach out to this advisor