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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

161 Fashion Ln Ste 210, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 07/2005 10/2016
J. Campbell Financial Orange CA 07/2005 Present
Cetera Advisors Llc Denver CO 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 07/2005 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 07/2005 → Present
    J. Campbell Financial
    Orange, CA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-07-01 → 2016-10-03
    Investors Capital Corp.
    Houston, TX
    Tustin, CA
    Coto De Caza, CA
    Lynnfield, MA
    Orange, CA
    Gilford, NH
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
  • 2003-01-29 → 2005-07-06
    Morgan Stanley Dw Inc.
    Santa Ana, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, ANNUITIES, AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: DBA J. CAMPBELL FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 07/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: JEFF CAMPBELL, INVESTMENT RELATED: NO, ADDRESS: 13011 NEWPORT AVE. SUITE 206 TUSTIN CA 92780, NATURE OF BUSINESS: PRINTING WHOLESALER, START DATE: 7/2005, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: PROCESS IMAGES & PREPARE THEM TO PRINT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-28
  • S66 Uniform Combined State Law Examination
    2003-01-28

View on SEC IAPD

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