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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-01 |
| CA | RA | APPROVED | 2018-07-13 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
2400 Broadway Suite 210, Redwood City, CA 94063 • United States
Redwood City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coastland Capital | San Francisco | CA | 05/2012 | 09/2017 |
| Neuberger Berman | San Francisco | CA | 01/2018 | 10/2023 |
| Self-Employed | Redwood City | CA | 10/2017 | 12/2017 |
| Neuberger Berman | Redwood City | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-23 |
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