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Leland Jay Brockman

Edward Jones

Lubbock, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-08
  • TX RA
    APPROVED
    Since 2009-04-08

Branch Locations

5902 A 66Th St, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/2002 Present
Other Businesses

Rolling Plains Investments Type of business: LLC Lubbock, TX Start date: 9/15/2008 President/Owner Hours per week: 1 Hours during trading: 0 Maintain property Locos Dos Amigo Airmen LLC Type of business: Limited Liability Corporation Lubbock, TX Start date: 9/17/2024 member Hours per week: 0 Hours during trading: 0 Desc: LLC established to own airplane hangar.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-30
S63 Uniform Securities Agent State Law Examination 2003-02-22
  • S65 Uniform Investment Adviser Law Examination
    2009-03-30
  • S63 Uniform Securities Agent State Law Examination
    2003-02-22
Other Names
  • Leland Jay Brockman

View on SEC IAPD

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