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James Garland Brazil

Jmf Capstone Wealth Management

Tuscaloosa, AL

CRD 4607381

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Employer firm

Jmf Capstone Wealth Management CRD 118296

$416M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Jmf Capstone Wealth Management

2200 Jack Warner Parkway, Ne Suite 300, Tuscaloosa, AL 35401 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2002-11-12
  • AL RA
    APPROVED
    Since 2002-11-12

Branch Locations

2200 Jack Warner Parkway Ne Suite 300, Tuscaloosa, AL 35401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmf Capstone Wealth Management Tuscaloosa AL 02/2014 Present
Jamisonmoneyfarmer Pc Tuscaloosa AL 01/2014 Present
Other Businesses

JAMISONMONEYFARMER, NON-INVESTMENT RELATED, 2200 JACK WARNER PKWY, NE, SUITE 300, TUSCALOOSA, AL 35401 CPA, START DATE 1/2014. 90% OF BUSINESS TIME IS DEVOTED TO THE ACCOUNTING PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-03
  • S65 Uniform Investment Adviser Law Examination
    2002-10-03
Designations
  • Certified Financial Planner
  • Personal Financial Specialist

View on SEC IAPD

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