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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-26 |
Branch Locations
2180 North Loop W Ste 270, Houston, TX 77018 • United States
Jamaica Beach, TX • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H.D. Vest Advisory Services | Houston | TX | 12/2002 | 12/2018 |
| H.D. Vest Investment Services | Houston | TX | 09/2002 | 12/2018 |
| Julia Siska Cpa | Houston | TX | 08/2002 | 12/2018 |
| Elite Marketing Group | Houston | TX | 04/2015 | 12/2018 |
| Lpl Financial, Llc | Houston | TX | 12/2018 | Present |
1. 01/01/1988 - VISUAL TECHNOLOGY INC (PARENT COMPANY): VTI GAMES LLC (DBA FOR PARENT COMPANY)/ BUSINESS OWNER/ NOT INVESTMENT RELATED/ 0%/ HOUSTON, TX
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
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