Best Investors
Account
Sign in
Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2007-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2002 | Present |
| Northwestern Mutual Investment Services, Llc | Denver | CO | 10/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. KARIOS GROUP LLC, INVESTMENT RELATED, 3/15, 707 17TH STREET, SUITE 3700, DENVER, CO, SERVICE ORGANIZATION, 100% OWNER, CONSULTING/COORDINATION, 5 HOURS P/M 3. CHRONOS LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 4/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 4. 100% OWNER, FLAT H, 5 WESTBOURNCE CRESCENT, FLAT H, 5 WESTBOURNCE CRESCENT, LONDON, , COLORADO, 12345, UNITED KINGDOM, INVESTMENT PROPERTY, START DATE: 8/1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE, PASSIVE REAL ESTATE RENTAL. FORM WILL NOT LET ME PUT IN A UK ZIP CODE OR NOT SELECT A STATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-09 |
Reach out to this advisor