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Wesley Whalen Davis

Usi Securities, Inc.

Glastonbury, CT

Metairie, LA

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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-18
  • LA RA
    APPROVED
    Since 2025-03-18

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

3850 North Causeway Blvd Suite 1200, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pickett, Bradford & Associates Jackson MS 06/2013 01/2017
Valmark Securities, Inc. Akron OH 07/2013 01/2017
Trustmark National Bank Jackson MS 01/2017 12/2023
Lpl Financial Llc Jackson MS 09/2019 01/2020
Usi Consulting Group Glastonbury CT 12/2023 Present
Usi Securities Glastonbury CT 12/2023 Present
  • 06/2013 → 01/2017
    Pickett, Bradford & Associates
    Jackson, MS
  • 07/2013 → 01/2017
    Valmark Securities, Inc.
    Akron, OH
  • 01/2017 → 12/2023
    Trustmark National Bank
    Jackson, MS
  • 09/2019 → 01/2020
    Lpl Financial Llc
    Jackson, MS
  • 12/2023 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 12/2023 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
  • 2014-03-12 → 2017-01-11
    Centerpoint Advantage, Llc
    Flowood, MS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-07
S63 Uniform Securities Agent State Law Examination 2024-09-30
S66 Uniform Combined State Law Examination 2014-02-05
  • S65 Uniform Investment Adviser Law Examination
    2025-03-07
  • S63 Uniform Securities Agent State Law Examination
    2024-09-30
  • S66 Uniform Combined State Law Examination
    2014-02-05
Other Names
  • Wes Davis
  • Wesley Whalen Davis

View on SEC IAPD

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INTEGRITY ALLIANCE, LLC.

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JOSEPH FRANK DEROSA
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CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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