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Rosemarie Ann Connolly

Connolly Financial Advisors, Inc.

North Andover, MA

Havertown, PA

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Current Employers
Connolly Financial Advisors, Inc.

231 Sutton Street Suite 2D-1, North Andover, MA 01845 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-05-28
MA RA APPROVED 2008-09-09
  • PA RA
    APPROVED
    Since 2020-05-28
  • MA RA
    APPROVED
    Since 2008-09-09

Branch Locations

231 Sutton Street, Suite 2D-1 Suite 2D-1, North Andover, MA 01845 • United States

1001 Darby Road, Havertown, PA 19083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosemarie A. Connolly, Cpa North Andover MA 11/1989 Present
Connolly Financial Advisors, Inc North Andover MA 09/2008 Present
Previous Registrations
  • 2006-12-01 → 2008-11-13
    Legacy Investment Advisors Inc.
    Braintree, MA
  • 2005-06-01 → 2006-12-06
    Equitable Advisors, Llc
    New York, NY
    North Andover, MA
    N Andover, MA
  • 2003-12-02 → 2005-06-01
    Mony Securities Corporation
    N. Andover, MA
  • 2003-02-24 → 2003-12-02
    Trusted Securities Advisors Corp.
    North Andover, MA
Other Businesses

1)I AM SOLE PROPRIETOR OF A CPA PRACTICE-ROSEMARIE A. CONNOLLY,CPA. TAX & ACCOUNTING SERIVCES FOR INDIVIDUALS, CORPORATIONS, PARTNERSHIPS, LLC, TRUSTS & ESTATES - RECEIVES AN HOURLY RATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-08
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S65 Uniform Investment Adviser Law Examination
    2005-07-08
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31
Designations
Other Names
  • Rose Ann Burns
  • Rosemarie Anna Connolly
  • Rosemarie Anne Connolly

View on SEC IAPD

Other Firms

NORTHERN CAPITAL SECURITIES CORPORATION
OSAIC WEALTH, INC.
SIMPSON INVESTMENT COUNSEL
FOCUS PARTNERS WEALTH, LLC
BRADFORD FINANCIAL SERVICES CORP
STONEX ADVISORS INC.
PFS INVESTMENTS INC.
SANTANDER SECURITIES LLC

Other Investors

MANFRED THEODOR BECKMANN
Robert Edward Pickett
JASON DANIEL STUCK
STEPHEN GILBERT RYE
MAURICE JASON KAUFF
DAVID GRANT OLDAKER
Dylan Jacob Fernandez
EDMUND JOSEPH HAUGHEY

Other Offices

NORTHERN CAPITAL SECURITIES CORPORATION · NORTH ANDOVER, MA
OSAIC WEALTH, INC. · NORTH ANDOVER, MA
SIMPSON INVESTMENT COUNSEL · North Andover, MA
CONNOLLY FINANCIAL ADVISORS, INC. · NORTH ANDOVER, MA
FOCUS PARTNERS WEALTH, LLC · NORTH ANDOVER, MA
BRADFORD FINANCIAL SERVICES CORP · North Andover, MA
STONEX ADVISORS INC. · North Andover, MA
PFS INVESTMENTS INC. · NORTH ANDOVER, MA

More in North Andover, MA

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