Rosemarie Ann Connolly

Employer firm

Connolly Financial Advisors, Inc. CRD 148298

$93.3M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Connolly Financial Advisors, Inc.

231 Sutton Street Suite 2D-1, North Andover, MA 01845 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-05-28
MA	RA	APPROVED	2008-09-09

PA RA
APPROVED

Since 2020-05-28
MA RA
APPROVED

Since 2008-09-09

Branch Locations

231 Sutton Street, Suite 2D-1 Suite 2D-1, North Andover, MA 01845 • United States

1001 Darby Road, Havertown, PA 19083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rosemarie A. Connolly, Cpa	North Andover	MA	11/1989	Present
Connolly Financial Advisors, Inc	North Andover	MA	09/2008	Present

11/1989 → Present

Rosemarie A. Connolly, Cpa

North Andover, MA
09/2008 → Present

Connolly Financial Advisors, Inc

North Andover, MA

Previous Registrations

2006-12-01 → 2008-11-13

Legacy Investment Advisors Inc.

Braintree, MA
2005-06-01 → 2006-12-06

Equitable Advisors, Llc

New York, NY

North Andover, MA

N Andover, MA
2003-12-02 → 2005-06-01

Mony Securities Corporation

N. Andover, MA
2003-02-24 → 2003-12-02

Trusted Securities Advisors Corp.

North Andover, MA

Other Businesses

1)I AM SOLE PROPRIETOR OF A CPA PRACTICE-ROSEMARIE A. CONNOLLY,CPA. TAX & ACCOUNTING SERIVCES FOR INDIVIDUALS, CORPORATIONS, PARTNERSHIPS, LLC, TRUSTS & ESTATES - RECEIVES AN HOURLY RATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-08
S63	Uniform Securities Agent State Law Examination	2003-01-31

S65 Uniform Investment Adviser Law Examination

2005-07-08
S63 Uniform Securities Agent State Law Examination

2003-01-31

Designations

Certified Financial Planner

Other Names

Rose Ann Burns
Rosemarie Anna Connolly
Rosemarie Anne Connolly

View on SEC IAPD