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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-13 |
| FL | RA | APPROVED | 2021-05-17 |
Branch Locations
4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 06/2013 | 11/2020 |
| Securities America, Inc. | Parkland | FL | 11/2020 | 05/2021 |
| Securities America Advisors, Inc. | Parkland | FL | 11/2020 | 05/2021 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 05/2021 | Present |
Business Ownership; Camelot Tax Services, LLC; Co-owner; Tax Preparation; 4800 N Federal Highway, STE 200D, Boca Raton, FL, 33431; Not Investment-Related; 07/15/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; SFWYL; referee - Referee youth lacrosse; Referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours / FHSAA; Referee - referee high school soccer and lacrosse; referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours / USA Soccer; referee - Referee youth soccer; referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours / South Florida Youth Soccer; reeferee - referee youth soccer; referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-05 |
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