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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-13
FL RA APPROVED 2021-05-17
  • TX RA
    APPROVED_RES
    Since 2021-07-13
  • FL RA
    APPROVED
    Since 2021-05-17

Branch Locations

4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States

Lake Worth, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 06/2013 11/2020
Securities America, Inc. Parkland FL 11/2020 05/2021
Securities America Advisors, Inc. Parkland FL 11/2020 05/2021
Ameriprise Financial Services, Llc Boca Raton FL 05/2021 Present
  • 06/2013 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 05/2021
    Securities America, Inc.
    Parkland, FL
  • 11/2020 → 05/2021
    Securities America Advisors, Inc.
    Parkland, FL
  • 05/2021 → Present
    Boca Raton, FL
Previous Registrations
  • 2020-11-06 → 2021-05-20
    Securities America Advisors, Inc.
    Parkland, FL
  • 2013-06-27 → 2020-11-06
    Kms Financial Services, Inc.
    Seattle, WA
    Parkland, FL
    Seattle, WA
  • 2008-02-09 → 2013-06-26
    1St Worldwide Advisors, Llc.
    Parkland, FL
    Parkland, FL
    New York, NY
  • 2004-04-22 → 2006-07-17
    Boca Raton, FL
    Boca Raton, FL
  • 2003-02-07 → 2004-04-22
    Boca Raton, FL
Other Businesses

Business Ownership; Camelot Tax Services, LLC; Co-owner; Tax Preparation; 4800 N Federal Highway, STE 200D, Boca Raton, FL, 33431; Not Investment-Related; 07/15/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; SFWYL; referee - Referee youth lacrosse; Referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours / FHSAA; Referee - referee high school soccer and lacrosse; referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours / USA Soccer; referee - Referee youth soccer; referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours / South Florida Youth Soccer; reeferee - referee youth soccer; referee; 8096 Burlington Ct, , Lake Worth, FL, 33467; Not Investment-Related; 05/30/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-05
  • S66 Uniform Combined State Law Examination
    2003-02-05
Other Names
  • Evan Wolk
  • Evan L Wolk

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